SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13G
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UNDER THE SECURITIES EXCHANGE ACT OF 1934
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Nuvve Holding Corp. (Name of Issuer) |
Common Stock (Title of Class of Securities) |
67079Y308 (CUSIP Number) |
01/17/2025 (Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
Rule 13d-1(b) |
Rule 13d-1(c) |
Rule 13d-1(d) |
SCHEDULE 13G
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CUSIP No. | 67079Y308 |
1 | Names of Reporting Persons
Bristol Investment Fund, Ltd. | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b) | ||||||||
3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
CAYMAN ISLANDS
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Number of Shares Beneficially Owned by Each Reporting Person With: |
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9 | Aggregate Amount Beneficially Owned by Each Reporting Person
46,747.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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11 | Percent of class represented by amount in row (9)
4.34 % | ||||||||
12 | Type of Reporting Person (See Instructions)
CO |
SCHEDULE 13G
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CUSIP No. | 67079Y308 |
1 | Names of Reporting Persons
Bristol Capital, LLC | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b) | ||||||||
3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
DELAWARE
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Number of Shares Beneficially Owned by Each Reporting Person With: |
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9 | Aggregate Amount Beneficially Owned by Each Reporting Person
60,000.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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11 | Percent of class represented by amount in row (9)
5.56 % | ||||||||
12 | Type of Reporting Person (See Instructions)
CO |
SCHEDULE 13G
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Item 1. | ||
(a) | Name of issuer:
Nuvve Holding Corp. | |
(b) | Address of issuer's principal executive offices:
2488 Historic Decatur Road, Ste 230, San Diego, CA 92106 | |
Item 2. | ||
(a) | Name of person filing:
(i) Bristol Investment Fund, Ltd.
(ii) Bristol Capital, LLC | |
(b) | Address or principal business office or, if none, residence:
(i) Citco Trustees (Cayman) Limited, 89 Nexus Way, Camana Bay, PO Box 311063, Grand Cayman KY1-1205, Cayman Islands
(ii) 1090 Center Drive, Park City, UT 84098 | |
(c) | Citizenship:
(i) Cayman Islands
(ii) Delaware, USA | |
(d) | Title of class of securities:
Common Stock | |
(e) | CUSIP No.:
67079Y308 | |
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
(a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |
(b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |
(e) | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |
(f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |
(g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |
(h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: | |
(k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). | |
Item 4. | Ownership | |
(a) | Amount beneficially owned:
Bristol Investment Fund, Ltd. - 46,747
Bristol Capital, LLC - 60,000 | |
(b) | Percent of class:
Bristol Investment Fund, Ltd. - 4.34%
Bristol Capital, LLC - 5.56 %
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(c) | Number of shares as to which the person has:
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(i) Sole power to vote or to direct the vote:
Bristol Investment Fund, Ltd. - 46,747
Bristol Capital, LLC - 60,000 | ||
(ii) Shared power to vote or to direct the vote:
Bristol Investment Fund, Ltd. - 0
Bristol Capital, LLC - 0 | ||
(iii) Sole power to dispose or to direct the disposition of:
Bristol Investment Fund, Ltd. - 46,747
Bristol Capital, LLC - 60,000 | ||
(iv) Shared power to dispose or to direct the disposition of:
Bristol Investment Fund, Ltd. - 0
Bristol Capital, LLC - 0 | ||
Item 5. | Ownership of 5 Percent or Less of a Class. | |
Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. | |
Not Applicable
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Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable
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Item 8. | Identification and Classification of Members of the Group. | |
Not Applicable
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Item 9. | Notice of Dissolution of Group. | |
Not Applicable
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Item 10. | Certifications: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11. |
SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Exhibit Information
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Joint Filing Agreement |
Exhibit 1
JOINT FILING AGREEMENT
This JOINT FILING AGREEMENT (this “ Agreement”), dated as of January 1, 2025, is entered into by and among Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Fund") and Bristol Capital, LLC, a Delaware limited liability company ("BC") (Bristol Fund and BC are collectively referred to herein as the “Joint Filers”).
WHEREAS, each of the Joint Filers have filed or is filing a Schedule 13G under the Securities Exchange Act of 1934 (the “Exchange Act”) with respect to securities of Nuvve Holding Corp. (the “Schedule 13D”);
WHEREAS, each of the Joint Filers is individually eligible to file a Schedule 13D;
WHEREAS, each of the Joint Filers wishes to file an amendment to the Schedule 13D jointly and on behalf of each of the Joint Filers, pursuant to Rule 13d-1(k)(1) under the Exchange Act;
NOW, THEREFORE, in consideration of these premises and other good and valuable consideration, the parties hereto agree as follows:
1. The Joint Filers hereby agree that the Schedule 13G is, and any amendments thereto will be, filed on behalf of each of the Joint Filers pursuant to Rule 13d-1(k)(1) under the Exchange Act.
2. Each of the Joint Filers hereby acknowledges that, pursuant to Rule 13d-1(k)(1)(ii) under the Exchange Act, it is responsible for the timely filing of the Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning it contained therein, and is not responsible for the completeness and accuracy of the information concerning any of the other parties contained therein, unless it knows or has reason to know that such information is inaccurate.
3. Each of the Joint Filers hereby agrees that this Agreement shall be filed as an Exhibit to the Schedule 13G, pursuant to Rule 13d-1(k)(1)(iii) under the Exchange Act.
4. This Agreement may be executed in counterparts, each of which shall be deemed an original and all of which, taken together, shall constitute but one and the same instrument, which may be sufficiently evidenced by one counterpart.
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed as of the day and year first above written.
BRISTOL INVESTMENT FUND, LTD. | BRISTOL CAPITAL, LLC |
By: /s/ Paul Kessler | By: /s/ Paul Kessler |
Paul Kessler, Director | Paul Kessler, Manager |